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PTAB.US: Decisions of PTAB Patent Trial and Appeal Board

Monday, October 17, 2011

storage tech., allen eng'g, catalina, pitney bowes, symantec, IMS, american medical

AFFIRMED-IN-PART

2600 Communications
2612 Ex Parte Squibbs et al 11/035,801 MANTIS MERCADER 103(a) 103(a) HEWLETT-PACKARD COMPANY EXAMINER NGUYEN, NAM V

3600 Transportation, Construction, Electronic Commerce, Agriculture, National Security, and License & Review
3643 Ex Parte Schrader et al 10/967,022 KAUFFMAN 103(a) 103(a) WHITHAM, CURTIS & CHRISTOFFERSON & COOK, P.C. EXAMINER VALENTI, ANDREA M


Whether to treat a preamble term as a claim limitation is “determined on the facts of each case in light of the claim as a whole and the invention described in the patent.” Storage Tech. Corp. v. Cisco Sys., Inc., 329 F.3d 823, 831 (Fed.Cir. 2003). While there is no simple test for determining when a preamble limits claim scope, we have set forth some general principles to guide that inquiry. “Generally,” we have said, “the preamble does not limit the claims.” Allen Eng’g Corp. v. Bartell Indus., Inc., 299 F.3d 1336, 1346 (Fed.Cir. 2002). Nonetheless, the preamble may be construed as limiting “if it recites essential structure or steps, or if it is ‘necessary to give life, meaning, and vitality’ to the claim.” Catalina Mktg. Int’l, Inc. v. Coolsavings.com, Inc., 289 F.3d 801, 808 (Fed. Cir. 2002), quoting Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 1305 (Fed. Cir. 1999). A preamble is not regarded as limiting, however, “when the claim body describes a structurally complete invention such that deletion of the preamble phrase does not affect the structure or steps of the claimed invention.” Catalina, 289 F.3d at 809. If the preamble “is reasonably susceptible to being construed to be merely duplicative of the limitations in the body of the claim (and was not clearly added to overcome a [prior art] rejection), we do not construe it to be a separate limitation.” Symantec Corp. v. Computer Assocs. Int’l, Inc., 522 F.3d 1279, 1288-89 (Fed. Cir. 2008). We have held that the preamble has no separate limiting effect if, for example, “the preamble merely gives a descriptive name to the set of limitations in the body of the claim that completely set forth the invention.” IMS Tech., Inc. v. Haas Automation, Inc., 206 F.3d 1422, 1434-35 (Fed.Cir. 2000).

Am. Med. Sys., Inc. v. Biolitec, Inc., 618 F.3d 1354, 1358-59 (Fed. Cir. 2010).

Allen Eng’g Corp. v. Bartell Indus., Inc., 299 F.3d 1336, 63 USPQ2d 1769 (Fed. Cir. 2002) . . . . . . 2133.03(e), 2133.03(e)(4)

Catalina Mktg. Int’l v. Coolsavings.com, Inc., 289 F.3d 801, 62 USPQ2d 1781(Fed. Cir. 2002).. . . . . 2111.02

Pitney Bowes, Inc. v. Hewlett-Packard Co., 182 F.3d 1298, 51 USPQ2d 1161 (Fed. Cir. 1999) . . . . . . .2111.02

IMS Technology Inc. v. Haas Automation Inc., 206 F.3d 1422, 54 USPQ2d 1129 (Fed. Cir. 2000) . .2181, 2183, 2184

AFFIRMED

1700 Chemical & Materials Engineering
1764 Ex Parte Dijk et al 11/699,692 McKELVEY 103(a) KRATON POLYMERS U.S. LLC EXAMINER KAUCHER, MARK S

2100 Computer Architecture and Software
2166 Ex Parte Chane et al 10/306,752 POTHIER 102(e)/103(a) BANNER & WITCOFF , LTD EXAMINER AHLUWALIA, NAVNEET K

2400 Networking, Mulitplexing, Cable, and Security
2457 Ex Parte Aikens et al 10/370,640 HUGHES Concurring BLANKENSHIP 101/102(e)/103(a) 37 C.F.R. § 41.50(b) 102(e)/103(a) Cuenot, Forsythe & Kim, LLC EXAMINER BURGESS, BARBARA N